Top Agoura Hills Securities Lawyers - California

The securities and commodities industries are highly regulated, and the complex laws governing them require the services of experienced attorneys. When a dispute arises between an investor and a broker, the parties are generally required to attempt resolution of their dispute with one of several regulatory organizations, including FINRA (formerly the National Association of Securities Dealers...

Hateley & Hampton in Santa Monica, California, offers a wide range of legal services to assist publicly and privately held companies in a variety of industries with their legal matters involving their finances, taxes and investments. Serving clients throughout Los Angeles and Orange counties, we provide professional and competent counsel in the following practice areas: Corporate finance Real...

From the San Diego, California, law office of Shustak Reynolds & Partners, P.C., our attorneys work with people facing business, employment and financial law issues. Our reputation as skilled litigators spans the country, as we also have offices in San Francisco and Irvine, California; Chicago, Illinois; and New York, New York. No matter whether you own a small business, work as an investor or...

From 1967 to 1968, I was an Attorney Advisor for the Office of Commissioner Phillip Elman, United States Federal Trade Commission in Washington, D.C. As a legal advisor to Commissioner Elman, I reviewed staff proposals submitted to the Commissioners of the Federal Trade Commission for determination. I interviewed staff members, reviewed staff memoranda and prepared summaries and recommendations,...

...

...

Daily Law Group is an innovative, dynamic law firm serving corporations, business owners, investors and individuals. We have proven abilities in entrepreneurial financing, the structuring of complex financial transactions, the provision of services to growing businesses and other matters of interest to business executives and entrepreneurs. We also help those who have been injured to receive the...

Burkhalter Kessler Clement & George LLP is a highly regarded Southern California law firm with a reputation for aggressively protecting its clients' interests. Core practice areas include: Business Litigation Trademarks and Copyright Corporate and Transactional Estate Planning Our litigation partners have a history of trying difficult and complex cases and emerging victorious. Our intellectual...

In Seattle, Washington, the law firm of Schlemlein Fick & Scruggs is full of tireless advocates and trusted advisors who aid clients in matters of securities law, litigation, business law, real estate law and construction law. While we are based in Seattle, we take cases from clients throughout the nation. Just a few areas our litigation experience extends to are professional liability,...

...

...

Dimond Kaplan & Rothstein, P.A., knows that there is no one way to resolve a securities fraud or an investment loss case. From our office in Miami, Florida, we explore a number of options for recovering our clients’ investment losses, including filing an arbitration claim with the Financial Industry Regulatory Authority (FINRA), filing a class action or court litigation. Our law firm has...

Jeffrey P. Lendrum, the founder and Chief Executive Officer of the firm, has devoted the past 30 years representing clients in a wide variety of individual, class and private attorney general lawsuits involving claims of investment loss recovery, financial fraud, financial advisor malpractice, financial elder abuse, loan fraud, breach of fiduciary duty, securities fraud, investment...

Our firm’s concentration is in the representation of entrepreneurs and their businesses . Our firm provides  transactional , regulatory , and administrative litigation services .   We often act as outside general counsel for our clients’ businesses.   We serve many business industries including, lending , financial services ,  equipment leasing and finance...

  • 340 North Westlake Blvd, Suite 110 Westlake Village CA 91362 34.16406 -118.82132

    Burkhalter Kessler Clement & George LLP is a highly regarded Southern California law firm with a reputation for aggressively protecting its clients' interests. Core practice areas include: Business Litigation Trademarks and Copyright Corporate and Transactional Estate Planning Our litigation partners have a history of trying difficult and complex cases and emerging victorious. Our intellectual...

  • 15915 Ventura Boulevard,Suite 300 Encino CA 91436 34.15621 -118.47986

    Our firm’s concentration is in the representation of entrepreneurs and their businesses . Our firm provides  transactional , regulatory , and administrative litigation services .   We often act as outside general counsel for our clients’ businesses.   We serve many business industries including, lending , financial services ,  equipment leasing and finance...

  • Law Firm Profile

    Free Consultation

    15910 Ventura Boulevard Encino CA 91436 34.155807 -118.47956

    The Los Angeles office of the law firm of Baron & Budd is dedicated to protecting the rights of asbestos and mesothelioma patients and the rights of people who have been harmed by negligence, especially financial fraud, deceptive advertising and other significant consumer issues. For more than 35 years, our attorneys have prided themselves on handling groundbreaking national litigation that...

  • Law Firm Profile

    Free Consultation

    11755 Wilshire Blvd.,Suite 1250 Los Angeles CA 90025 34.048874 -118.462036

    The Law Office of Adam M Satnick is a boutique practice with a limited clientele, providing every client individualized, exceptional service. Leading-edge technology keeps our practice lean, which means we can offer reasonable rates and tailor our services to client-specific objectives. Our mission is to build a special and lasting relationship with our clients through trust and results. To that...

  • Law Firm Profile

    Free Consultation

    2425 Olympic Boulevard,Suite 4000-W Santa Monica CA 90404 34.02814 -118.47121

    Located in Los Angeles, California, the Heerde Blum LLP law firm is fully prepared to help you with all of the serious and complex legal disputes threatening your commercial enterprise. With an additional law office in New York City, the firm is a national practice, and they serve a diverse range of clients, both plaintiffs and defendants alike, throughout California, New York, Connecticut and...

  • 1901 Avenue of the Stars,11th Floor Los Angeles CA 90067 34.059563 -118.41772

    Anker, Reed, Schreiber & Cohen serves clients throughout  southern California . We are a full-service business, real estate, civil litigation, and estate planning law firm, practicing law since 1974. Please contact our firm for assistance in the following matters. Business Organizations Business Disputes Sales and Acquisitions Estate Planning Probate and Trust Administration Tax Planning...

  • Law Firm Profile

    Free Consultation

    2029 Century Park East,Sixteenth Floor Los Angeles CA 90067 34.059467 -118.41394

    Baker Marquart LLP handles civil and criminal trials and appeals for clients across the country.  Our litigation practice areas include intellectual property, patent, securities, financial technology (e.g., bitcoin and blockchain), partnership, employment and antitrust.  Attorneys at our law office also offer counsel on issues such as general technology and business transactions,...

  • Law Firm Profile

    Free Consultation

    2029 Century Park East Los Angeles CA 90067 34.059467 -118.41394

    With decades of combined experience, our team at the law firm of Dimond Kaplan & Rothstein, P.A., represents people in Los Angeles, California, and throughout Southern California, in cases involving securities fraud, stockbroker negligence and investment fraud. We work tirelessly to recover investment losses that our clients have suffered due to broker misconduct and investment fraud. We use...

  • 5657 Wilshire Blvd. ,Ste. 410 Los Angeles CA 90036 34.06279 -118.35188

    The Los Angeles law firm of Jerry Persky assists clients with Social Security Disability Insurance and Supplemental Security Income. We will guide you through the process of applying for these vital disability benefits, appealing a rejected application or stopping the termination of your existing benefits. Social Security Disability Income (SSDI) is a federal program that you pay into as a tax on...

  • Law Firm Profile

    Free Consultation

    100 N. Sepulveda Blvd.,Suite 1350 El Segundo CA 90245 33.916927 -118.395096

    ‘Asbestos Cancer' Is Still Dangerous, Still Worth Fighting For decades, mesothelioma, or "asbestos cancer," was a near-epidemic condition among certain classes of workers in the United States. Many of these victims had no idea what had befallen them, but they were dying of a mysterious ailment that stole their breath and eventually took their lives. Companies knew...

  • 535 N. Brand Boulevard,Suite 270 Glendale CA 92103 34.154293 -118.255486

    ...

  • Law Firm Profile

    Free Consultation

    1055 West 7th Street,Penthouse Los Angeles CA 90017 34.050804 -118.26306

    When you are charged with a white-collar crime, you cannot settle for a standardized defense. Your situation is unique and could present complicated legal or factual issues. You need a law office with the right experience, insight, and aggressiveness to meet the serious legal challenges you are facing. The Anand Law Group, P.C., of Los Angeles, California, is a firm with the background and...

  • Law Firm Profile

    Free Consultation

    Figueroa at Wilshire Los Angeles CA 90017 34.05081 -118.259285

    Watson LLP is a boutique intellectual property and technology law firm with offices in Orlando, Atlanta, New York, and Los Angeles that serves clients ranging from start-ups to Fortune 500 companies. The firm has an active intellectual property litigation practice in the federal courts, nationwide, as well as before numerous administrative forums such as the World Intellectual Property...

  • 800 West Sixth Street,Suite 1220 Los Angeles CA 90017 34.050148 -118.25778

    ...

  • Law Firm Profile

    Free Consultation

    633 W. 5th Street,Suite 2600 Los Angeles CA 90071 34.051094 -118.254395

    A corporate transactional and intellectual property law firm, we provide focused legal business and commercial law services at Carbon Law Group, P.C., in Los Angeles, California. Guiding entrepreneurs, as well as small and growing companies through every business stage, we are passionate about helping our clients succeed. Our law firm accepts credit cards, and we offer free initial consultations....

  • Law Firm Profile

    Free Consultation

    US Bank Tower Los Angeles CA 90071 34.05112 -118.254326

    Pursuing securities arbitration based on broker fraud or negligence in Los Angeles, California, requires a skilled attorney. At The Frankowski Firm, LLC, we have decades of combined experience representing hundreds of investors who have suffered losses. The team members at our law offices are known for their passion for recovering compensation for our clients who have had the unfortunate...

  • 333 S. Grand Ave.,Suite 4375 Los Angeles CA 90071 34.052845 -118.251915

    ...

  • Law Firm Profile

    Free Consultation

    740 Marengo Avenue Pasadena CA 91101 34.158623 -118.146034

    Charles Gugliuzza Law Office is one of the most famous law offices in Californian with a total number of 17 employees, of which are nine lawyers, two associates, three interns and support staff, all loyal and dedicated to work tasks. Our main and most important goal has always been to provide superior customer service operation. Lawyers who work at Charles Gugliuzza offices have specialized in...

  • 790 E. Colorado Blvd.,Ste. 900 Pasadena CA 91101 34.145435 -118.13416

    When you are charged with a white-collar crime, you cannot settle for a standardized defense. Your situation is unique and could present complicated legal or factual issues. You need a law office with the right experience, insight, and aggressiveness to meet the serious legal challenges you are facing. The Anand Law Group, P.C., of Los Angeles, California, is a firm with the background and...

  • Law Firm Profile

    Free Consultation

    17800 Castleton Street,Suite 657 City Of Industry CA 91748 33.992237 -117.915245

    ...

Need help with a Securities matter?

You've come to the right place. Whether you are an individual or institutional investor involved with stocks, bonds, and mutual funds, a security lawyer can help.

Securities lawyers can assist with SEC filings, initial public offerings (IPO) and legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence.

Use FindLaw to hire a local securities lawyer to help with securities transactions, securities arbitration, or recovery of investment losses.


Need an attorney in Agoura Hills, California?

FindLaw's Lawyer Directory is the largest online directory of attorneys.  Browse more than one million listings, covering everything from criminal defense to personal injury to estate planning.

Detailed law firm profiles have information like the firm's area of law, office location, office hours, and payment options. Attorney profiles include the biography, education and training, and client recommendations of an attorney to help you decide who to hire.

Use the contact form on the profiles to connect with an Agoura Hills, California attorney for legal advice.

How do I choose a lawyer?

Consider the following:
Comfort Level - Are you comfortable telling the lawyer personal information?  Does the lawyer seem interested in solving your problem?
Credentials - How long has the lawyer been in practice?  Has the lawyer worked on other cases similar to yours?
Cost - How are the lawyer's fees structured - hourly or flat fee?  Can the lawyer estimate the cost of your case?
City - Is the lawyer's office conveniently located?

Not sure what questions to ask a lawyer?

Here are a few to get you started:

  • How long have you been in practice?
  • How many cases like mine have you handled?
  • How often do you settle cases out of court?
  • What are your fees and costs?
  • What are the next steps?

Want to check lawyer discipline?

It is always a good idea to research your lawyer prior to hiring. Every state has a disciplinary organization that monitors attorneys, their licenses, and consumer complaints. By researching lawyer discipline you can:

  • Ensure the attorney is currently licensed to practice in your state
  • Gain an understanding of his or her historical disciplinary record, if any.
  • Determine the seriousness of complaints/issues which could range from late bar fees to more serious issues requiring disciplinary action.