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    Recognized as leaders in securities fraud and investment loss representation, our attorneys at Dimond Kaplan & Rothstein, P.A., advocate for clients in New York City, New York, as well as in Texas, California, Michigan, Florida and the remainder of the United States. Our law firm offers free initial consultations, which are by appointment only at our New York location. For billable matters,...

  • For zealous and experienced defense for white collar crimes, people turn to Bachner & Associates, P.C. From our law office in New York, New York, our attorneys leverage between 20 and 35 years of practice, including experience in Manhattan in the District Attorney's Office to advocate strategically for clients. Having represented notable individuals in high-profile cases, no matter is too...

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    The law firm of Heerde Blum LLP in New York, New York, offers exceptional advocacy and support to businesses of all sizes in a variety of industries that face complex litigation involving a wide range of disputes. With an additional office in Los Angeles, California, the firm has a nationwide presence, and its attorneys serve both plaintiff and defendant clients throughout New York, Connecticut...

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    Watson LLP is a boutique intellectual property and technology law firm with offices in Orlando, Atlanta, New York, and Los Angeles that serves clients ranging from start-ups to Fortune 500 companies. The firm has an active intellectual property litigation practice in the federal courts, nationwide, as well as before numerous administrative forums such as the World Intellectual Property...

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  • Bruce A. Hubbard, P.C., is a New York, New York, law firm that focuses primarily on commercial litigation, real estate and trusts and estate law. Mr. Hubbard is proud to have vigorously representing clients in Metro New York City for nearly 45 years. With a background in Municipal Finance and as former General Counsel of an international energy company Mr. Hubbard has extensive experience in...

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    The law firm of Gelb & Gelb LLP, located in New York City, handles a full range of criminal defense matters, as well as additional legal issues. We accept clients in New York City, New York, and we also have offices in Massachusetts, where we handle cases in Essex, Suffolk and Middlesex counties. Over the years, clients have come to appreciate the personalized, compassionate and dedicated...

  • A boutique securities law firm with an office in New York City, the office of Timothy J. Dennin, P.C., is trusted by investors who have been the victims of fraud. Led by attorney Timothy Dennin, our firm is aggressive in our pursuit of justice on behalf of defrauded investors. We utilize Mr. Dennin's vast experience as well as his intricate knowledge of securities law to represent clients in the...

  • The Law Offices of Neal Brickman, P.C. features a team of creative attorneys focused on its clients’ needs and results. At our New York law firm, we represent individuals and corporations in employment law and commercial litigations. We’re a small firm, but we achieve big results. Our team has worked on high-profile cases with a range of clients, including corporate executives, large and small...

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  • The securities and commodities industries are highly regulated, and the complex laws governing them require the services of experienced attorneys. When a dispute arises between an investor and a broker, the parties are generally required to attempt resolution of their dispute with one of several regulatory organizations, including FINRA (formerly the National Association of Securities Dealers...

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    Any business law or financial matter can affect your business, your well-being and your reputation in New York City. At the law firm of Shustak Reynolds & Partners, P.C., we have spent decades working through complex cases. We understand how facing a legal matter can leave you feeling confused and concerned. Through keeping the lines of communication open, we can help you gain confidence and...

  • Our lawyers are dedicated to delivering "Results Oriented Legal Solutions," just as we have been since we started practicing law together in Hartford, Connecticut in 1992. When the need arises for a Business lawyer to help buy, refinance or sell a business, a Business Bankruptcy lawyer to manage any aspect of a bankruptcy, workout or reorganization of an insolvent business, a Creditors'...

  • 1. Fort Lauderdale, Florida With its headquarters in Fort Lauderdale, Florida, Conrad & Scherer, a complex litigation law firm, has grown to become one of the largest and most-respected firms in the state. The Firm offers aggressive trial advocacy and appellate representation in both state and federal courts for clients in the following practice areas: Commercial litigation and business...

  • Experienced and aggressive, our team at Herskovits PLLC Law Firm in New York, New York, is dedicated to handling securities-related matters that include the following: Financial Industry Regulatory Authority investigations and arbitrations Employment disputes Litigation U.S. Securities and Exchange Commission investigations and whistleblowers Our law firm is home to highly successful attorneys who...

  • Owning and operating a business requires foresight, strategic decision-making and a firm grasp of the regulations that can influence a company. Having a skillful tax and business law attorney to help you make sound decisions regarding tax and business litigation, and other financial disputes, can help set up your business for long-term success. At the law firm of M. Bradford Randolph, Esq., PLLC,...

  • Bernstein Litowitz Berger & Grossmann LLP ("BLB&G") prosecutes class and private actions nationwide on behalf of individual and institutional clients. Since our founding in 1983, we have obtained many of the largest monetary recoveries in history and achieved precedent-setting corporate governance reforms on behalf of our clients. As a result of our accomplishments, the firm and our attorneys have...

  • The law firm of Jeffrey M. Rosenblum, P.C. is founded on the 29 years of legal experience of Jeffrey M. Rosenblum. With three offices on Long Island (Great Neck, Melville and Rockville Centre) and one in Westchester (Purchase), the Firm employs five other senior attorneys and a certified paralegal. The education and experience of all attorneys of the Firm is notably diverse. They bring to the...

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Need help with a Securities matter?

You've come to the right place. Whether you are an individual or institutional investor involved with stocks, bonds, and mutual funds, a security lawyer can help.

Securities lawyers can assist with SEC filings, initial public offerings (IPO) and legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence.

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Use the contact form on the profiles to connect with a Brooklyn, New York attorney for legal advice.

How do I choose a lawyer?

Consider the following:
Comfort Level - Are you comfortable telling the lawyer personal information?  Does the lawyer seem interested in solving your problem?
Credentials - How long has the lawyer been in practice?  Has the lawyer worked on other cases similar to yours?
Cost - How are the lawyer's fees structured - hourly or flat fee?  Can the lawyer estimate the cost of your case?
City - Is the lawyer's office conveniently located?

Not sure what questions to ask a lawyer?

Here are a few to get you started:

  • How long have you been in practice?
  • How many cases like mine have you handled?
  • How often do you settle cases out of court?
  • What are your fees and costs?
  • What are the next steps?

Want to check lawyer discipline?

It is always a good idea to research your lawyer prior to hiring. Every state has a disciplinary organization that monitors attorneys, their licenses, and consumer complaints. By researching lawyer discipline you can:

  • Ensure the attorney is currently licensed to practice in your state
  • Gain an understanding of his or her historical disciplinary record, if any.
  • Determine the seriousness of complaints/issues which could range from late bar fees to more serious issues requiring disciplinary action.