Top Excelsior Securities Lawyers - Minnesota

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The securities and commodities industries are highly regulated, and the complex laws governing them require the services of experienced attorneys. When a dispute arises between an investor and a broker, the parties are generally required to attempt resolution of their dispute with one of several regulatory organizations, including FINRA (formerly the National Association of Securities Dealers...

In Seattle, Washington, the law firm of Schlemlein Fick & Scruggs is full of tireless advocates and trusted advisors who aid clients in matters of securities law, litigation, business law, real estate law and construction law. While we are based in Seattle, we take cases from clients throughout the nation. Just a few areas our litigation experience extends to are professional liability,...

  • 3720 IDS Center ,80 South 8th Street, Suite 3720 Minneapolis MN 55402 44.976025 -93.27245

    Berens & Miller, P.A. is a law firm located in downtown Minneapolis that restricts its practice to civil litigation and resolution of disputes. The firm focuses on pretrial preparation, trials or other adversary proceedings such as arbitrations, and appeals. The firm has also represented parties in various types of regulatory proceedings and has conducted internal investigations on behalf of...

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    310 4th Ave. S.,Ste. 5010 Minneapolis MN 55415 44.978207 -93.26402

    Midwest Military & Veterans Law in Minneapolis, Minnesota, provides legal services for military personnel at all levels and service branches. The law firm represents service members stationed throughout the United States and all over the world who have legal needs related to the following practice areas: Military law Military appeals for active personnel and veterans Board for Correction of...

  • Roseville Professional Center Roseville MN 55113 45.008163 -93.15797

    Neff Law Firm, P.A., was founded in 1986 and practices law in both state and federal courts. Neff Law Firm, P.A. has lawyers licensed to practice law in Minnesota, Wisconsin, and North Dakota. The firm's attorneys work in the areas of Employment law, Discrimination, Criminal Defense, Juvenile Law, Civil Litigation, Personal Injury, Bankruptcy, Real Estate , Probate, Family Law, and Business...

  • 620 Opperman Drive,Floor C21 Eagan MN 55123 44.828106 -93.11557

    Account set up for FindLaw Resource Center intranet site. Internal use only. Needed in order to initialize the site. All profiles are to remain at "INACTIVE" status. See Bil Elert with any questions....

  • 55 East Fifth Street,Suite 800 St. Paul MN 55101 44.946476 -93.09286

    In St. Paul, Minnesota, there is one business law office that combines the effectiveness of a large firm with the service of a smaller firm: Peterson, Fram & Bergman, P.A. Peterson, Fram & Bergman was founded more than 40 years ago, and our lawyers know the requirements of clients in the areas of business, finance, real estate and estates and trust. Our goal is to provide clients with service so...

  • 203 22nd Avenue W. Alexandria MN 56308 45.867542 -95.37953

    The law firm of Pemberton, Sorlie, Rufer & Kershner, PLLP, located in Alexandria, Minnesota, provides quality and affordable legal services across a wide range of general practice areas. As one of the oldest established law firms in Minnesota, and with long-standing ties to the Alexandria community, we desire to provide you and your family members with the best possible legal experience and...

  • 7 Colfax Avenue Wadena MN 56482 46.439346 -95.138405

    At the law firm of Pemberton, Sorlie, Rufer & Kershner, PLLP, in Wadena, Minnesota, we desire to provide the best legal services possible to clients in the community in which we live, play and work. With extensive knowledge of a wide variety of general practice areas and a history of successful lawsuits in appellate and state courts in Minnesota and North Dakota, we have experience you can...

Need help with a Securities matter?

You've come to the right place. Whether you are an individual or institutional investor involved with stocks, bonds, and mutual funds, a security lawyer can help.

Securities lawyers can assist with SEC filings, initial public offerings (IPO) and legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence.

Use FindLaw to hire a local securities lawyer to help with securities transactions, securities arbitration, or recovery of investment losses.


Need an attorney in Excelsior, Minnesota?

FindLaw's Lawyer Directory is the largest online directory of attorneys.  Browse more than one million listings, covering everything from criminal defense to personal injury to estate planning.

Detailed law firm profiles have information like the firm's area of law, office location, office hours, and payment options. Attorney profiles include the biography, education and training, and client recommendations of an attorney to help you decide who to hire.

Use the contact form on the profiles to connect with an Excelsior, Minnesota attorney for legal advice.

How do I choose a lawyer?

Consider the following:
Comfort Level - Are you comfortable telling the lawyer personal information?  Does the lawyer seem interested in solving your problem?
Credentials - How long has the lawyer been in practice?  Has the lawyer worked on other cases similar to yours?
Cost - How are the lawyer's fees structured - hourly or flat fee?  Can the lawyer estimate the cost of your case?
City - Is the lawyer's office conveniently located?

Not sure what questions to ask a lawyer?

Here are a few to get you started:

  • How long have you been in practice?
  • How many cases like mine have you handled?
  • How often do you settle cases out of court?
  • What are your fees and costs?
  • What are the next steps?

Want to check lawyer discipline?

It is always a good idea to research your lawyer prior to hiring. Every state has a disciplinary organization that monitors attorneys, their licenses, and consumer complaints. By researching lawyer discipline you can:

  • Ensure the attorney is currently licensed to practice in your state
  • Gain an understanding of his or her historical disciplinary record, if any.
  • Determine the seriousness of complaints/issues which could range from late bar fees to more serious issues requiring disciplinary action.