Top Fountain Valley Securities Lawyers - California

The securities and commodities industries are highly regulated, and the complex laws governing them require the services of experienced attorneys. When a dispute arises between an investor and a broker, the parties are generally required to attempt resolution of their dispute with one of several regulatory organizations, including FINRA (formerly the National Association of Securities Dealers...

Efficiency Of A Small Firm With The Firepower Of A Big Firm Klein & Wilson has recovered over $200 million in plaintiffs' cases and has won defense verdicts in "bet the company" cases. The firm's trial track record speaks for itself. The firm's attorneys have won over 90% of the cases they have taken to trial. It is common for Klein & Wilson to receive telephone calls from the...

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Dimond Kaplan & Rothstein, P.A., knows that there is no one way to resolve a securities fraud or an investment loss case. From our office in Miami, Florida, we explore a number of options for recovering our clients’ investment losses, including filing an arbitration claim with the Financial Industry Regulatory Authority (FINRA), filing a class action or court litigation. Our law firm has...

Hateley & Hampton in Santa Monica, California, offers a wide range of legal services to assist publicly and privately held companies in a variety of industries with their legal matters involving their finances, taxes and investments. Serving clients throughout Los Angeles and Orange counties, we provide professional and competent counsel in the following practice areas: Corporate finance Real...

  • When you are charged with a white-collar crime, you cannot settle for a standardized defense. Your situation is unique and could present complicated legal or factual issues. You need a law office with the right experience, insight, and aggressiveness to meet the serious legal challenges you are facing. The Anand Law Group, P.C., of Los Angeles, California, is a firm with the background and...

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    Charles Gugliuzza Law Office is one of the most famous law offices in Californian with a total number of 17 employees, of which are nine lawyers, two associates, three interns and support staff, all loyal and dedicated to work tasks. Our main and most important goal has always been to provide superior customer service operation. Lawyers who work at Charles Gugliuzza offices have specialized in...

  • The Los Angeles law firm of Jerry Persky assists clients with Social Security Disability Insurance and Supplemental Security Income. We will guide you through the process of applying for these vital disability benefits, appealing a rejected application or stopping the termination of your existing benefits. Social Security Disability Income (SSDI) is a federal program that you pay into as a tax on...

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    Baker Marquart LLP handles civil and criminal trials and appeals for clients across the country.  Our litigation practice areas include intellectual property, patent, securities, financial technology (e.g., bitcoin and blockchain), partnership, employment and antitrust.  Attorneys at our law office also offer counsel on issues such as general technology and business transactions,...

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    With decades of combined experience, our team at the law firm of Dimond Kaplan & Rothstein, P.A., represents people in Los Angeles, California, and throughout Southern California, in cases involving securities fraud, stockbroker negligence and investment fraud. We work tirelessly to recover investment losses that our clients have suffered due to broker misconduct and investment fraud. We use...

  • Anker, Reed, Schreiber & Cohen serves clients throughout  southern California . We are a full-service business, real estate, civil litigation, and estate planning law firm, practicing law since 1974. Please contact our firm for assistance in the following matters. Business Organizations Business Disputes Sales and Acquisitions Estate Planning Probate and Trust Administration Tax Planning...

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    Located in Los Angeles, California, the Heerde Blum LLP law firm is fully prepared to help you with all of the serious and complex legal disputes threatening your commercial enterprise. With an additional law office in New York City, the firm is a national practice, and they serve a diverse range of clients, both plaintiffs and defendants alike, throughout California, New York, Connecticut and...

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    The Law Office of Adam M Satnick is a boutique practice with a limited clientele, providing every client individualized, exceptional service. Leading-edge technology keeps our practice lean, which means we can offer reasonable rates and tailor our services to client-specific objectives. Our mission is to build a special and lasting relationship with our clients through trust and results. To that...

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    The Los Angeles office of the law firm of Baron & Budd is dedicated to protecting the rights of asbestos and mesothelioma patients and the rights of people who have been harmed by negligence, especially financial fraud, deceptive advertising and other significant consumer issues. For more than 35 years, our attorneys have prided themselves on handling groundbreaking national litigation that...

  • Our firm’s concentration is in the representation of entrepreneurs and their businesses . Our firm provides  transactional , regulatory , and administrative litigation services .   We often act as outside general counsel for our clients’ businesses.   We serve many business industries including, lending , financial services ,  equipment leasing and finance...

  • Burkhalter Kessler Clement & George LLP is a highly regarded Southern California law firm with a reputation for aggressively protecting its clients' interests. Core practice areas include: Business Litigation Trademarks and Copyright Corporate and Transactional Estate Planning Our litigation partners have a history of trying difficult and complex cases and emerging victorious. Our intellectual...

  • Bernstein Litowitz Berger & Grossmann LLP ("BLB&G") prosecutes class and private actions nationwide on behalf of individual and institutional clients. Since our founding in 1983, we have obtained many of the largest monetary recoveries in history and achieved precedent-setting corporate governance reforms on behalf of our clients. As a result of our accomplishments, the firm and our attorneys have...

  • Opened in 2004, Jones Day's newest California office has more than 45 professionals. Strategically located in Carmel Valley, we serve clients in San Diego and throughout the world in a wide range of industries including pharmaceuticals, biotechnology, medical devices, renewable energy, telecommunications, software, and information technology. The San Diego Office has significantly expanded its...

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    From the San Diego, California, law office of Shustak Reynolds & Partners, P.C., our attorneys work with people facing business, employment and financial law issues. Our reputation as skilled litigators spans the country, as we also have offices in San Francisco and Irvine, California; Chicago, Illinois; and New York, New York. No matter whether you own a small business, work as an investor or...

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    Lendrum Law Firm is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty. Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select...

  • The partners at Aguirre & Severson LLP are committed to fighting the injustices facing our clients. Our firm emblem is a sword inscribed with a quote from Martin Luther King Jr.: "Injustice anywhere is a threat to justice everywhere. " This symbol was given to our firm by a successful businesswoman whose business was the victim of a hostile takeover. After we won her case she honored...

Need help with a Securities matter?

You've come to the right place. Whether you are an individual or institutional investor involved with stocks, bonds, and mutual funds, a security lawyer can help.

Securities lawyers can assist with SEC filings, initial public offerings (IPO) and legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence.

Use FindLaw to hire a local securities lawyer to help with securities transactions, securities arbitration, or recovery of investment losses.


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Use the contact form on the profiles to connect with a Fountain Valley, California attorney for legal advice.

How do I choose a lawyer?

Consider the following:
Comfort Level - Are you comfortable telling the lawyer personal information?  Does the lawyer seem interested in solving your problem?
Credentials - How long has the lawyer been in practice?  Has the lawyer worked on other cases similar to yours?
Cost - How are the lawyer's fees structured - hourly or flat fee?  Can the lawyer estimate the cost of your case?
City - Is the lawyer's office conveniently located?

Not sure what questions to ask a lawyer?

Here are a few to get you started:

  • How long have you been in practice?
  • How many cases like mine have you handled?
  • How often do you settle cases out of court?
  • What are your fees and costs?
  • What are the next steps?

Want to check lawyer discipline?

It is always a good idea to research your lawyer prior to hiring. Every state has a disciplinary organization that monitors attorneys, their licenses, and consumer complaints. By researching lawyer discipline you can:

  • Ensure the attorney is currently licensed to practice in your state
  • Gain an understanding of his or her historical disciplinary record, if any.
  • Determine the seriousness of complaints/issues which could range from late bar fees to more serious issues requiring disciplinary action.