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Top Rochester Securities Lawyers - Minnesota

The securities and commodities industries are highly regulated, and the complex laws governing them require the services of experienced attorneys. When a dispute arises between an investor and a broker, the parties are generally required to attempt resolution of their dispute with one of several regulatory organizations, including FINRA (formerly the National Association of Securities Dealers...

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    Vlodaver Law Offices, LLC, in St. Paul, Minnesota, provides exceptional transactional and strategic legal services to help your company compete in today's demanding marketplace. Serving businesses of all sizes in a variety of industries throughout the greater Minneapolis-St. Paul region, our attorneys possess decades of combined legal experience and diverse backgrounds that make us well-suited to...

  • Neff Law Firm, P.A., was founded in 1986 and practices law in both state and federal courts. Neff Law Firm, P.A. has lawyers licensed to practice law in Minnesota, Wisconsin, and North Dakota. The firm's attorneys work in the areas of Employment law, Discrimination, Criminal Defense, Juvenile Law, Civil Litigation, Personal Injury, Bankruptcy, Real Estate , Probate, Family Law, and Business...

Need help with a Securities matter?

You've come to the right place. Whether you are an individual or institutional investor involved with stocks, bonds, and mutual funds, a security lawyer can help.

Securities lawyers can assist with SEC filings, initial public offerings (IPO) and legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence.

Use FindLaw to hire a local securities lawyer to help with securities transactions, securities arbitration, or recovery of investment losses.


Need an attorney in Rochester, Minnesota?

FindLaw's Lawyer Directory is the largest online directory of attorneys.  Browse more than one million listings, covering everything from criminal defense to personal injury to estate planning.

Detailed law firm profiles have information like the firm's area of law, office location, office hours, and payment options. Attorney profiles include the biography, education and training, and client recommendations of an attorney to help you decide who to hire.

Use the contact form on the profiles to connect with a Rochester, Minnesota attorney for legal advice.

How do I choose a lawyer?

Consider the following:
Comfort Level - Are you comfortable telling the lawyer personal information?  Does the lawyer seem interested in solving your problem?
Credentials - How long has the lawyer been in practice?  Has the lawyer worked on other cases similar to yours?
Cost - How are the lawyer's fees structured - hourly or flat fee?  Can the lawyer estimate the cost of your case?
City - Is the lawyer's office conveniently located?

Not sure what questions to ask a lawyer?

Here are a few to get you started:

  • How long have you been in practice?
  • How many cases like mine have you handled?
  • How often do you settle cases out of court?
  • What are your fees and costs?
  • What are the next steps?

Want to check lawyer discipline?

It is always a good idea to research your lawyer prior to hiring. Every state has a disciplinary organization that monitors attorneys, their licenses, and consumer complaints. By researching lawyer discipline you can:

  • Ensure the attorney is currently licensed to practice in your state
  • Gain an understanding of his or her historical disciplinary record, if any.
  • Determine the seriousness of complaints/issues which could range from late bar fees to more serious issues requiring disciplinary action.