Are you a legal professional? Visit our professional site

Top Rockfield Securities Lawyers - Kentucky

...

At Valenti Hanley PLLC, we are committed to meeting the needs of our clients through experienced and attentive legal representation. We combine large firm experience with small firm service to better accomplish clients' objectives. Our attorneys began their careers in well-established regional law firms. Seeing the need for an innovative law firm with diverse practice areas and a client-focused...

The securities and commodities industries are highly regulated, and the complex laws governing them require the services of experienced attorneys. When a dispute arises between an investor and a broker, the parties are generally required to attempt resolution of their dispute with one of several regulatory organizations, including FINRA (formerly the National Association of Securities Dealers...

At Valenti Hanley PLLC, we are committed to meeting the needs of our clients through experienced and attentive legal representation. We combine large firm experience with small firm service to better accomplish clients' objectives. Our attorneys began their careers in well-established regional law firms. Seeing the need for an innovative law firm with diverse practice areas and a client-focused...

  • Based in Owensboro, Gordon Law Offices, P.S.C., is a full-service law firm offering professional legal counsel and skilled representation to individuals, families and businesses across Western Kentucky. Our firm traces its roots back to 1806, when the first Gordon began practicing law in Western Kentucky and the Green River area. Seven generations later, our lawyers are still developing...

  • At Kaplan Johnson Abate & Bird LLP, we practice complex, high-stakes matters across the nation from our office in Louisville Metro. Our lawyers have come together after having practiced at the highest levels in government and at leading international firms in major markets. We are graduates of some of the most prestigious universities and law schools in the country and include multiple federal...

  • At Valenti Hanley PLLC, we are committed to meeting the needs of our clients through experienced and attentive legal representation. We combine large firm experience with small firm service to better accomplish clients' objectives. Our attorneys began their careers in well-established regional law firms. Seeing the need for an innovative law firm with diverse practice areas and a client-focused...

  • Experienced attorney Randall S. Strause is the founder of our full-service Louisville law firm, Strause Law Group, PLLC. When Mr. Strause established our firm, he did so with the goal of providing diverse legal services to clients from across the Commonwealth of Kentucky and to clients who have business ties in the state. Today, we assist a client base that includes both individuals and Fortune...

  • Strause Law Group, PLLC, is a full-service law firm that provides high-quality legal services to individuals, professionals and business leaders from across the Commonwealth of Kentucky. Our firm, headquartered in Louisville, has an office in Lexington to ensure our services are accessible to those who live or have business interests in the area. Since our firm's doors first opened, clients from...

Need help with a Securities matter?

You've come to the right place. Whether you are an individual or institutional investor involved with stocks, bonds, and mutual funds, a security lawyer can help.

Securities lawyers can assist with SEC filings, initial public offerings (IPO) and legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence.

Use FindLaw to hire a local securities lawyer to help with securities transactions, securities arbitration, or recovery of investment losses.


Need an attorney in Rockfield, Kentucky?

FindLaw's Lawyer Directory is the largest online directory of attorneys.  Browse more than one million listings, covering everything from criminal defense to personal injury to estate planning.

Detailed law firm profiles have information like the firm's area of law, office location, office hours, and payment options. Attorney profiles include the biography, education and training, and client recommendations of an attorney to help you decide who to hire.

Use the contact form on the profiles to connect with a Rockfield, Kentucky attorney for legal advice.

How do I choose a lawyer?

Consider the following:
Comfort Level - Are you comfortable telling the lawyer personal information?  Does the lawyer seem interested in solving your problem?
Credentials - How long has the lawyer been in practice?  Has the lawyer worked on other cases similar to yours?
Cost - How are the lawyer's fees structured - hourly or flat fee?  Can the lawyer estimate the cost of your case?
City - Is the lawyer's office conveniently located?

Not sure what questions to ask a lawyer?

Here are a few to get you started:

  • How long have you been in practice?
  • How many cases like mine have you handled?
  • How often do you settle cases out of court?
  • What are your fees and costs?
  • What are the next steps?

Want to check lawyer discipline?

It is always a good idea to research your lawyer prior to hiring. Every state has a disciplinary organization that monitors attorneys, their licenses, and consumer complaints. By researching lawyer discipline you can:

  • Ensure the attorney is currently licensed to practice in your state
  • Gain an understanding of his or her historical disciplinary record, if any.
  • Determine the seriousness of complaints/issues which could range from late bar fees to more serious issues requiring disciplinary action.