Top Santa Clara Securities Lawyers - California

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Lendrum Law Firm is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty. Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select...

Burkhalter Kessler Clement & George LLP is a highly regarded Southern California law firm with a reputation for aggressively protecting its clients' interests. Core practice areas include: Business Litigation Trademarks and Copyright Corporate and Transactional Estate Planning Our litigation partners have a history of trying difficult and complex cases and emerging victorious. Our intellectual...

Dimond Kaplan & Rothstein, P.A., knows that there is no one way to resolve a securities fraud or an investment loss case. From our office in Miami, Florida, we explore a number of options for recovering our clients’ investment losses, including filing an arbitration claim with the Financial Industry Regulatory Authority (FINRA), filing a class action or court litigation. Our law firm has...

The securities and commodities industries are highly regulated, and the complex laws governing them require the services of experienced attorneys. When a dispute arises between an investor and a broker, the parties are generally required to attempt resolution of their dispute with one of several regulatory organizations, including FINRA (formerly the National Association of Securities Dealers...

In Seattle, Washington, the law firm of Schlemlein Fick & Scruggs is full of tireless advocates and trusted advisors who aid clients in matters of securities law, litigation, business law, real estate law and construction law. While we are based in Seattle, we take cases from clients throughout the nation. Just a few areas our litigation experience extends to are professional liability,...

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    The Williams Firm, based in Walnut Creek, California, provides dedicated banking and finance law, business and commercial law, and real estate and construction law services to clients throughout the Bay Area. Offering knowledgeable and responsive representation, the law firm's primary objective is the same as its clients' - to help them achieve common sense solutions that effectively meet their...

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    Comprehensive representation is our mission at The Frankowski Firm, LLC, in San Francisco, California. We strive to obtain maximum awards for people who have had investment issues related to broker fraud, broker negligence and securities arbitration. Even investors who have had only minimal gains may have been the victim of an irresponsible brokerage firm. From the free initial consultation to the...

  • Pearson, Simon & Warshaw, LLP's lawyers have in excess of 100 years of legal experience. We have attained Martindale-Hubbell's highest rating (AV) in legal ethics and ability. Our lawyers bring individualized attention and a high level of expertise to your legal needs. We are problem solvers not problem makers. When litigation becomes necessary we are creative, aggressive, resourceful and...

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    Lendrum Law Firm is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty. Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select...

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    Webb Legal Group is a law firm devoted to helping people navigate the complexities of business and commercial law. Based in San Francisco, California, we represent clients throughout the Bay Area and across the state in a range of issues, from negotiating contracts to defending a company against a class action suit to advising people on intellectual property matters. Though many of the cases we...

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  • Launched in 2003, Jones Day's San Francisco Office has grown steadily to about 90 lawyers today. Now providing a full range of litigation and transactional services to local, national and global clients, Jones Day San Francisco has become a force in the Bay Area legal community. The San Francisco Office offers clients the resources of not only our resident lawyers but also one of the world's best...

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    Whether you have been defrauded or are facing an investigation by the Securities and Exchange Commission, our San Francisco team at Shustak Reynolds & Partners, P.C., can help. We have spent decades representing people like you in Irvine, San Diego, and San Francisco, California; New York, New York; and Chicago, Illinois. Our skilled trial attorneys are fierce adversaries in the courtroom and...

  • Excellence Achieved Through Commitment to Clients Since the 1950s George R. Walker Esq. has been one of the most distinguished lawyers in Monterey. In 2001, George became partners with Hansen P. Reed Esq. a third generation resident of the Monterey Peninsula. Together the two have created a firm that has evolved to meet the changing legal needs of its clients and serve the diverse businesses that...

  • Based in San Rafael, in the heart of beautiful Marin County, the Law Offices of Louis Napoli strive to provide personalized legal services which are crafted and designed to your needs. Louis Napoli is dedicated to providing estate planning, real estate, and family law counsel to you, based upon your requirements, needs, and concerns. Our Focus is on YOU Our philosophy is to focus upon you and put...

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    From our office in Sacramento, California, The Frankowski Firm, LLC, is dedicated to protecting the rights of investors. Many people put their trust and money in the hands of brokerage firms and brokers only to find that their hard-earned funds have been lost through negligent actions or outright fraud. Our law firm steps in on their behalf to help them recover their money as well as hold those...

Need help with a Securities matter?

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Securities lawyers can assist with SEC filings, initial public offerings (IPO) and legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence.

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Use the contact form on the profiles to connect with a Santa Clara, California attorney for legal advice.

How do I choose a lawyer?

Consider the following:
Comfort Level - Are you comfortable telling the lawyer personal information?  Does the lawyer seem interested in solving your problem?
Credentials - How long has the lawyer been in practice?  Has the lawyer worked on other cases similar to yours?
Cost - How are the lawyer's fees structured - hourly or flat fee?  Can the lawyer estimate the cost of your case?
City - Is the lawyer's office conveniently located?

Not sure what questions to ask a lawyer?

Here are a few to get you started:

  • How long have you been in practice?
  • How many cases like mine have you handled?
  • How often do you settle cases out of court?
  • What are your fees and costs?
  • What are the next steps?

Want to check lawyer discipline?

It is always a good idea to research your lawyer prior to hiring. Every state has a disciplinary organization that monitors attorneys, their licenses, and consumer complaints. By researching lawyer discipline you can:

  • Ensure the attorney is currently licensed to practice in your state
  • Gain an understanding of his or her historical disciplinary record, if any.
  • Determine the seriousness of complaints/issues which could range from late bar fees to more serious issues requiring disciplinary action.