Top Whittier Securities Lawyers - California

The securities and commodities industries are highly regulated, and the complex laws governing them require the services of experienced attorneys. When a dispute arises between an investor and a broker, the parties are generally required to attempt resolution of their dispute with one of several regulatory organizations, including FINRA (formerly the National Association of Securities Dealers...

Hateley & Hampton in Santa Monica, California, offers a wide range of legal services to assist publicly and privately held companies in a variety of industries with their legal matters involving their finances, taxes and investments. Serving clients throughout Los Angeles and Orange counties, we provide professional and competent counsel in the following practice areas: Corporate finance Real...

From the San Diego, California, law office of Shustak Reynolds & Partners, P.C., our attorneys work with people facing business, employment and financial law issues. Our reputation as skilled litigators spans the country, as we also have offices in San Francisco and Irvine, California; Chicago, Illinois; and New York, New York. No matter whether you own a small business, work as an investor or...

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Dimond Kaplan & Rothstein, P.A., knows that there is no one way to resolve a securities fraud or an investment loss case. From our office in Miami, Florida, we explore a number of options for recovering our clients’ investment losses, including filing an arbitration claim with the Financial Industry Regulatory Authority (FINRA), filing a class action or court litigation. Our law firm has...

In Seattle, Washington, the law firm of Schlemlein Fick & Scruggs is full of tireless advocates and trusted advisors who aid clients in matters of securities law, litigation, business law, real estate law and construction law. While we are based in Seattle, we take cases from clients throughout the nation. Just a few areas our litigation experience extends to are professional liability,...

Helping clients build and maintain their companies, we provide dedicated business law and securities law representation at Landing Law Offices, P.C., in City of Industry, California. Offering practical guidance geared toward growing and protecting our clients' companies, we serve clients in the San Gabriel Valley area and throughout Los Angeles County. Serving as trusted advisors to companies just...

Lendrum Law Firm is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty. Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select...

Daily Law Group is an innovative, dynamic law firm serving corporations, business owners, investors and individuals. We have proven abilities in entrepreneurial financing, the structuring of complex financial transactions, the provision of services to growing businesses and other matters of interest to business executives and entrepreneurs. We also help those who have been injured to receive the...

Our firm’s concentration is in the representation of entrepreneurs and their businesses . Our firm provides  transactional , regulatory , and administrative litigation services .   We often act as outside general counsel for our clients’ businesses.   We serve many business industries including, lending , financial services ,  equipment leasing and finance...

Burkhalter Kessler Clement & George LLP is a highly regarded Southern California law firm with a reputation for aggressively protecting its clients' interests. Core practice areas include: Business Litigation Trademarks and Copyright Corporate and Transactional Estate Planning Our litigation partners have a history of trying difficult and complex cases and emerging victorious. Our intellectual...

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    Helping clients build and maintain their companies, we provide dedicated business law and securities law representation at Landing Law Offices, P.C., in City of Industry, California. Offering practical guidance geared toward growing and protecting our clients' companies, we serve clients in the San Gabriel Valley area and throughout Los Angeles County. Serving as trusted advisors to companies just...

  • When you are charged with a white-collar crime, you cannot settle for a standardized defense. Your situation is unique and could present complicated legal or factual issues. You need a law office with the right experience, insight, and aggressiveness to meet the serious legal challenges you are facing. The Anand Law Group, P.C., of Los Angeles, California, is a firm with the background and...

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    Pursuing securities arbitration based on broker fraud or negligence in Los Angeles, California, requires a skilled attorney. At The Frankowski Firm, LLC, we have decades of combined experience representing hundreds of investors who have suffered losses. The team members at our law offices are known for their passion for recovering compensation for our clients who have had the unfortunate...

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    A corporate transactional and intellectual property law firm, we provide focused legal business and commercial law services at Carbon Law Group, P.C., in Los Angeles, California. Guiding entrepreneurs, as well as small and growing companies through every business stage, we are passionate about helping our clients succeed. Our law firm accepts credit cards, and we offer free initial consultations....

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    Watson LLP is a boutique intellectual property and technology law firm with offices in Orlando, Atlanta, New York, and Los Angeles that serves clients ranging from start-ups to Fortune 500 companies. The firm has an active intellectual property litigation practice in the federal courts, nationwide, as well as before numerous administrative forums such as the World Intellectual Property...

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    When you are charged with a white-collar crime, you cannot settle for a standardized defense. Your situation is unique and could present complicated legal or factual issues. You need a law office with the right experience, insight, and aggressiveness to meet the serious legal challenges you are facing. The Anand Law Group, P.C., of Los Angeles, California, is a firm with the background and...

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    Charles Gugliuzza Law Office is one of the most famous law offices in Californian with a total number of 17 employees, of which are nine lawyers, two associates, three interns and support staff, all loyal and dedicated to work tasks. Our main and most important goal has always been to provide superior customer service operation. Lawyers who work at Charles Gugliuzza offices have specialized in...

  • Litigation is risky, complex, detailed and consuming. The road to resolving a dispute may be long and arduous, or quick and smooth. These considerations matter because your choice of a litigation firm will affect the outcome of your case. Do not trust your case with a lawyer who merely dabbles in litigation. Choose Buffington Law Firm, PC, a California firm devoted entirely to intensive litigation...

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  • The Los Angeles law firm of Jerry Persky assists clients with Social Security Disability Insurance and Supplemental Security Income. We will guide you through the process of applying for these vital disability benefits, appealing a rejected application or stopping the termination of your existing benefits. Social Security Disability Income (SSDI) is a federal program that you pay into as a tax on...

  • Callahan & Blaine is California's Premier Litigation Firm. Founded in 1984, Callahan & Blaine has been achieving record-breaking verdicts and settlements for over 25 years in all areas of complex litigation. For example, Callahan & Blaine has the highest jury verdict in Orange County history, a $934 million jury verdict achieved after a three-month trial in Beckman Coulter v. Flextronics, a...

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    ‘Asbestos Cancer' Is Still Dangerous, Still Worth Fighting For decades, mesothelioma, or "asbestos cancer," was a near-epidemic condition among certain classes of workers in the United States. Many of these victims had no idea what had befallen them, but they were dying of a mysterious ailment that stole their breath and eventually took their lives. Companies knew...

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  • Burkhalter Kessler Clement & George LLP is a highly regarded Southern California law firm with a reputation for aggressively protecting its clients' interests. Core practice areas include: Business Litigation Trademarks and Copyright Corporate and Transactional Estate Planning Our litigation partners have a history of trying difficult and complex cases and emerging victorious. Our intellectual...

  • Wachtel Missry LLP  is a commercial law firm with particular expertise in real estate, land use, complex commercial litigation, corporate and securities, licensing, construction and matrimonial law. We regularly represent clients in complicated real estate projects, sophisticated corporate transactions and high profile litigation. Our success comes from our ability to provide superior service...

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    Since 1997, our team at the law firm of Robinson & Robinson, LLP, has provided focused business law services to clients in Irvine, California, and throughout Orange County, Los Angeles County, and the Inland Empire. Offering straightforward counsel and dedicated advocacy, we guide clients through the various dealings and disputes that may come up during the course of doing business. Having...

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    Baker Marquart LLP handles civil and criminal trials and appeals for clients across the country.  Our litigation practice areas include intellectual property, patent, securities, financial technology (e.g., bitcoin and blockchain), partnership, employment and antitrust.  Attorneys at our law office also offer counsel on issues such as general technology and business transactions,...

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    With decades of combined experience, our team at the law firm of Dimond Kaplan & Rothstein, P.A., represents people in Los Angeles, California, and throughout Southern California, in cases involving securities fraud, stockbroker negligence and investment fraud. We work tirelessly to recover investment losses that our clients have suffered due to broker misconduct and investment fraud. We use...

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    From the Irvine, California, law office of Shustak Reynolds & Partners, P.C., our team of dedicated litigators represents clients facing issues such as securities arbitrations and litigations. Using our knowledge of the law and decades of experience, we have time and again successfully navigated complicated financial service matters for large and small businesses, brokers, investment advisors,...

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Want to check lawyer discipline?

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  • Determine the seriousness of complaints/issues which could range from late bar fees to more serious issues requiring disciplinary action.