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Dimond Kaplan & Rothstein, P.A.
Grand Bay Plaza2665 S. Bayshore DrivePenthouse 2B Miami, FL 33133
Overview
In 1993, exchange-traded funds, or ETFs, were introduced to the investment market. These investment funds provide low-cost, tax-efficient, stock-like investment opportunities, making them particularly attractive. Investors are able to be specific in allocating their resources, as they buy and sell shares of a single security that represents a fraction of a portfolio of securities...
In 1993, exchange-traded funds, or ETFs, were introduced to the investment market. These investment funds provide low-cost, tax-efficient, stock-like investment opportunities, making them particularly attractive. Investors are able to be specific in allocating their resources, as they buy and sell shares of a single security that represents a fraction of a portfolio of securities...
In 1993, exchange-traded funds, or ETFs, were introduced to the investment market. These investment funds provide low-cost, tax-efficient, stock-like investment opportunities, making them particularly attractive. Investors are able to be specific in allocating their resources, as they buy and sell shares of a single security that represents a fraction of a portfolio of securities.
Leveraged ETFs and inverse leveraged ETFs, which seek to achieve a return of two to three times the return of the benchmarked index, and two to three times the opposite of the return of the benchmarked index, respectively, are especially complicated and risky. They must be tracked closely on a daily basis so as to avoid significant losses. The exchange-traded funds lawyers at Dimond Kaplan & Rothstein, P.A., are a knowledgeable resource for reviewing brokerage firm recommendations and their legal implications. We provide representation to clients nationwide from our offices in Los Angeles, New York, Miami and West Palm Beach, Florida.
Exchange-Traded Funds Risks and Benefits | Attorneys Who Can Help
The flexibility of ETFs can be valuable to investors, especially in a volatile market. Still, investors must take care to not treat leveraged ETFs like a long-term, buy-and-hold investment. Not every stockbroker or brokerage firm understands the nuances of these investments, despite the fact that they hold themselves out as financial experts who you should trust.
As an investor you are subject to the risks that are associated with securities in which you invest. Still, you also rely on the professional services of brokerage firms to provide you with reliable information. The Financial Industry Regulatory Authority, or FINRA, has rules that govern the obligations of brokers and brokerage firms. These firms must show reasonable understanding and basis for the recommendations they make to clients. Any false or misleading statements regarding the risks or benefits of different investments are prohibited.
Experienced Securities Law Firm Serving Clients Nationwide
If you have lost money in ETF investments, contact our Los Angeles exchange-traded funds lawyers at 424-202-3656 to schedule a free initial consultation. We can help you understand whether your brokerage firm has committed fraud or misconduct related to your investments.
About Dimond Kaplan & Rothstein, P.A.
Practice Areas
- New York Exchange-Traded Funds Lawyers
- Securities Fraud
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