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Timothy J. Dennin, P.C. - Northport, NY

316 Main Street Northport, NY 11768

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Updated: 09/01/2020

Northport Securities Law Firm

Overview

Based in Northport, New York, our staff at the law firm of Timothy J. Dennin, P.C., handles a wide range of complex securities fraud and litigation cases for clients in New York, across the U.S. and overseas. Our international scope allows us to represent clients from around the globe who have invested money in the U.S. markets.

Focused Advocacy In Securities Litigation And FINRA Arbitration

Our Northport firm is led by attorney Timothy Dennin, a highly respected litigator who has been an advocat ...

About Timothy J. Dennin, P.C.

Practice Areas

  • Securities Law

Honors

  • Rated AV by Martindale-Hubbell and Listed in the Bar Register of Preeminent Lawyers

Published Works

  • "Chopping the Chop Shop," Securities Arbitration Handbook, Practicing Law Institute, 1997
  • "The Ramifications of U.S. v. Vogel Fertilizer", 5 St. John's University, Tax Forum, No. 1, 1983

Classes and Seminars

  • Faculty Member, Securities Arbitration, Practicing Law Institute

Representative Clients

  • City of Richmond VA
  • The Benjamin Companies

Representative Cases

  • Rafael Vizcarrondo and Mercedes Imbert De Jesus v. UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico, FINRA No. 14-02464, Date of Award: December 2016, Amount of Award: $18,577,413.5
  • TWC Financial LLC SIPIC Liquidation Proceedings, Docket No. 13-01152-ess, United States Bankruptcy Court Eastern District New York, Date December 2016
  • FINRA Regulatory Enforcement Proceeding (AWC No. 2015046355401) against Oppenheimer & Co. Inc., Dated November 2016, Restitution Awarded: $336,081.00
  • Iris Rodriguez v. UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico, FINRA No. 13-03625, Date Settled: February 2016
  • Julio Cay-Montanez and Gloria S. Martinez-Torres v. UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico, FINRA No.13-03785, Dated October 2015
  • SEC Investigation World-Wide Martial Arts, Inc.et al(NT-8832), Administrative Proceeding File No.3-16505,
  • John S. Patterson and Stella C. Patterson v. Ladenburg Thalmann & Co. Inc., Docket No. L-1435-14, Superior Court of New Jersey, Law Division Ocean County, Order dated December 19, 2014
  • John S. Patterson and Stella C. Patterson v. Ladenburg Thalmann & Co. Inc., Docket No. L-1435-14, Superior Court of New Jersey, Law Division Ocean County, Order dated October 24, 2014
  • TWC Financial LLC SIPIC Liquidation Proceedings, Docket No. 13-01152-ess, United States Bankruptcy Court Eastern District New York, Date of SIPIC settlement: March 5, 2014
  • Weiss v. David A. Noyes & Co., FINRA No. 12-01628, Date of Settlement: March 2014
  • John S. Patterson and Stella C. Patterson v. Oppenheimer & Co. Inc., FINRA No. 12-01229, Date of Settlement: August 2013
  • Dennis Spina v. Ladenburg Thalmann & Co. Inc., Docket No. 2013-CP-07-02232, Court of Common Pleas, South Carolina, 14th Judicial District, Date of Court Order August 2013
  • Dennis Spina v. Oppenheimer & Co. Inc., FINRA No. 11-0366, Date of Settlement: April 2013
  • Louis Pitch and Donna Pitch v. Oppenheimer & Oppenheimer & Co. Inc., FINRA No. 09-07047, Date of Decision: January 29, 2013
  • Pitch et al. v. American Capital Partners LLC, FINRA No. 11-01760, Date of Settlement September 2012
  • Denefrio v. Investors Capital Corporation et al., FINRA No. 10-04721, Date of Settlement March 2012
  • Charles Schwab & Co. Inc. v. D. Vollstedt and S. Vollstedt TTEE, Steven and Deborah Vollstedt, No. Civ. 11-0709 RB/CEG, Date of Decision: January 10, 2012
  • D. Vollstedt and S. Vollstedt TTEE, Steven and Deborah Vollstedt v. Charles Schwab & Co. Inc., FINRA No. 09-06446, Date of Decision: July 22, 2011
  • Louis Pitch and Donna Pitch v. Mark C. Hotton et. al., Index No. 09-5599, United States District Court, Eastern District of New York, Date of Filing: December 2009
  • Lyons v. Merrill Lynch and Phua Young, Case #03-04172, NASD Arbitration: Amount Requested: $625,000, Date of Decision: July 16, 2006
  • David and Jonathan Libman v. David Garfinkel, First Montauk Securities Corp. et.al., NASD No. 03-02094, NASD Arbitration: Amount Requested: $300,000, Date of Decision: 2/24/06
  • Naomi Sayegh v. J. Peter Ricketts, Ameritrade, Inc., Ameritrade Holding, Corp., and Accutrade, Inc., NASD No. 02-00652
  • Nationwide Life Insurance Company v. Helen Constans Christopher Rutland and Barbara Grahams, Index No. 01 CIV 3320 (DRD), Date of Court Order: January 2002
  • Carmine and Mary Ricca v. Adam Sanders, Salvatore Tacher, Kessington Wells, Inc. et.al., NASD No. 98-03031, NASD Arbitration: amount requested $75,000., Date of Decision 8/17/01
  • Robert and Fran Lax v. Kensington Wells, Inc., Joel Grant et. al., NASD No. 97-00061, NASD Arbitration: amount requested: $436,250, Date of Decision: 11/17/99
  • Louis and Dorothy Dequine et. al. v. Daniel Porush, Eric Blumen and Stratton Oakmont, Inc., NASD No. 95-01335, NASD Arbitration: Amount requested: $283,000, Date of Decision: 2/10/99
  • Matter of the Estate of Sam Gottlieb v. Robert Stier, NASD # 97-00571, NASD Arbitration: Amount Requested: $192,000
  • Carol Hovanec, Dr. Marshal Pitts, et.al. v. Allan Viscardi, World Invest Corporation et. al., NASD No. 97-03034, NASD Arbitration: Represented twelve Claimants through hearing. Amount requested: $1,146,500, Date of Decision: 8/28/98
  • George Pentz, Arlemont Ranch et.al. v. Jordan Belfort, Daniel Porush, Stratton Oakmont, Inc. et. al., NASD No. 94-02830, NASD Arbitration: Amount Requested: $713,000, Date of Decision: 4/1/98
  • Peter and Jeanne Celiberti v. Daniel Porush, James Kelly and Stratton Oakmont, Inc., NASD No. 96-01053, NASD Arbitration: Amount Requested: $223,000, Date of Decision: 6/19/97
  • Stonewall Farms, Ltd. and Robert Barsk v. Jordan Belfort, Daniel Porush and Stratton Oakmont, Inc. et.al., NASD No. 95-00733, NASD Arbitration: Amount Requested: $170,000, Date of Decision: 5/30/96
  • Capital Realty Investors Tax Exempt Fund, Delaware Chancery Court, Index No. 14558, Date of Settlement: 1996
  • Richard Shandelman v. Jordan Belfort, Daniel Porush, Ken Greene and Stratton Oakmont, Inc. et.al., NASD No. 94-05085, NASD Arbitration: Amount Requested: $109,000, Date of Decision: 5/22/96
  • Metropolitan Life Derivative Litigation, Index No. 93-Civ-9035 (DC), Date of Settlement: 1995

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Office Information

Address

316 Main Street Northport, NY 11768

Office Hours

Weekdays: 9am to 5pm

Other Offices

Timothy J. Dennin, P.C. 270 Madison Avenue 9th Floor New York, NY 10016 212-826-1500

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