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Updated: 07/24/2020
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Chicago Investment losses caused by alleged financial advisor misconduct Law Firm
Overview
Representing financial professionals, financial institutions and investors in investment loss, employment and disclosure matters, and in regulatory investigations.About Lewitas Hyman PC
Practice Areas
- Investment losses caused by alleged financial advisor misconduct
- Investment losses caused by alleged securities fraud and Ponzi schemes
- Retirement planning negligence
- Wrongful termination, defamation and other employment matters
- FINRA, SEC, State and CFP Board investigations and regulatory compliance
- CRD, Form U4, Form U5 and Form ADV disclosures
- Expungement of CRD, Form U4 and Form U5 disclosures
- Promissory and forgivable notes
- Deferred compensation
- Financial advisor and team transitions (protocol and non-protocol)
- Non-competes, non-solicitations and garden leaves
- RIA formation and compliance
- Litigation and Appeals
- Wrongful termination – employee
Office Information
Address
161 N. Clark Street Suite 1600 Chicago, IL 60601
Phone
Fax
- 312-281-9019
Offers Free Initial Consultation
Yes
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Call us at 312-291-4600
Firm Address
Phone:
Fax:
312-281-9019
